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At-the-Market Issuance (ATM)

Non-convertible Preferred Equity

Transactions +

ATM Offerings

Perpetual Preferred
Offerings

Initial Public Offerings

Follow-On Offerings /
Secondaries

Advisory Transactions

Initial Public Offerings

AIMCO Apartment Homes
800,000 Shares
 
Preferred Series Z
Sole Bookrunner
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July 26, 2011
Evolution Petroleum Corporation
$5,000,000
 
Preferred Series A
Sole Bookrunner
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June 29, 2011
Gastar
$15,000,000
 
Preferred Series A
Sole Bookrunner
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June 23, 2011
Magnum Hunter
$19,000,000
 
Preferred Series D
Joint Bookrunner
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March 17, 2011

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